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Vertical Distribution and Transport of Aerosols during a Dust Event in Xinjiang, Northwest China

新疆一次沙尘事件中气溶胶的垂直分布与传输

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Supported by the National Natural Science Foundation of China (41771470)

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  • Dust aerosols profoundly influence the radiative balance of the earth–atmosphere system and hence the global and regional climates. In this study, using multi-source satellite and ground-level observations combined with meteorological data, we investigated the three-dimensional evolution and transport characteristics of aerosols during a dust event that occurred in Xinjiang, China from 19 to 21 March 2019. Analysis of the meteorological data reveals that the dust air mass initially appeared in the northwest of Xinjiang and was subsequently transported to the Hami and Turpan areas due to the prevailing northwesterly winds, after which the direction of the airflow shifted due to topography, and the dust air masses were transported into southern Xinjiang. The air quality in the affected areas decreased rapidly, accompanied by a significant increase in aerosol optical depth (AOD), with the maximum value exceeding 3.5 in some areas. In addition, the Cloud–Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO) data reveal that the aerosol particles in the dust-affected areas were mainly dust aerosols, with small amounts of pollutant dust aerosols. A reduction in the attenuated backscatter coefficient (β532||) was found with increasing altitude, with the dust aerosol pollution mainly distributed in the lower troposphere. The size of dust particles in the lower troposphere was relatively small and irregular. The depolarization ratio (PDR) values at altitudes of 8–10 km were relatively lower than those recorded in the lower troposphere, whereas the color ratio (CR) values were higher, which may have been influenced by the sparse vegetation coverage and poor subsurface conditions in Xinjiang, and attributable to the fact that regular large particles of dust are more likely to be dispersed to altitudes between 8 and 10 km within a short period of time. As a consequence of the meteorological conditions and topography, the dusting process in Xinjiang persisted for a relatively long period. These findings will contribute to enhanced understanding of the vertical distribution of aerosols in Northwest China.
    本文利用多源卫星遥感数据和地面环境监测站点数据,并与气象数据相结合,对新疆2019年3月19日至21日的一次沙尘事件中的气溶胶的三维演变和传输特征进行了分析。分析表明,沙尘气团最初出现在新疆的西北部,随后受盛行西风的影响被输送至哈密和吐鲁番地区;由于地形原因,气流的方向在新疆内部发生了改变,沙尘气团由此被输送到新疆南部。受沙尘影响地区的空气质量迅速下降,气溶胶光学厚度值则显著增加。CALIPSO数据显示,受沙尘影响地区存在除分布最为广泛的沙尘气溶胶颗粒外,还存在少量污染性沙尘气溶胶,污染性沙尘气溶胶主要分布在低对流层。这些发现有助于加强我们对中国西北地区气溶胶垂直分布及输送特征的了解。
  • As a major component of the atmosphere, the atmospheric aerosol is a general term for a heterogeneous system of suspended solid and liquid particles that have only one-billionth of the mass of the atmosphere. Aerosols affect the local and even global climates, by directly or indirectly influencing the energy balance of the earth–atmosphere system, and they can also be detrimental to human health through carrying deleterious substances (Takamura et al., 2007; Perrone et al., 2015; Fernández et al., 2017; Jia et al., 2018; Huige et al., 2021).

    Dust is an important component of atmospheric aerosols (Han et al., 2004; Mahowald et al., 2014). It is estimated that approximately 2000 tons of dust are released into the atmosphere each year (Ginoux et al., 2004). Dust plays a role in a range of cycling processes of the earth system (Shao et al., 2011; Alizadeh-Choobari et al., 2014; Yang et al., 2020) and directly affects the global energy budget (Bi et al., 2016, 2017; Kok et al., 2017). The vertical distribution of dust aerosols can have a significant influence on the atmospheric energy balance and surface temperature/precipitation processes, and the direct and indirect radiative effects of aerosols are also highly dependent on their vertical distribution. The vertical structure of aerosols is a key parameter in assessing the thermal structure of the atmosphere and is of particular importance for accurate estimates of the radiative effects of aerosols (Samset et al., 2013; Marinescu et al., 2017). Moreover, gaining an understanding of the verti-cal distribution of dust aerosols and accurately identifying the sources of dust contribute to better assessment of the effects of dust on air quality, human health, and climate change (De Longueville et al., 2010; Behzad et al., 2018; Querol et al., 2019; Sarkar et al., 2019).

    Globally, dust sources are broadly distributed, mainly across arid and semiarid regions, where loose surface soils and sparse vegetation provide the basis for a rich source of materials for dust formation. Typical dust source areas, such as the Sahara desert, the Middle East, central Asia, North America, and Australia, release hundreds of millions of tons of dust into the atmosphere (Liu et al., 2020; Chen et al., 2021). In China, the region of Xinjiang is recognized as one of the major dust source areas in central Asia, characterized by an arid climate, low precipitation, sparse vegetation, and strong winds, and is extremely susceptible to surface wind erosion, resulting in frequent dust activities. Consequently, this region is an important natural source of dust emission in not only China but also the world (Shen et al., 2020). It is thus essential to study the spatial distribution characteri-stics of dust aerosols in the Xinjiang region.

    Xinjiang has been surveyed in many previous studies focusing on dust aerosols, most of which were based on traditional meteorological observations and passive satellite remote sensing monitoring, including Moderate Reso-lution Imaging Spectroradiometer (MODIS), Multiangle Imaging Spectroradiometer (MISR), Total Ozone Mapping Spectrometer (TOMS), and so on (Qi et al., 2013; Di et al., 2016; Kang et al., 2017; Wang et al., 2019; Li et al., 2021). Although remote sensing data provide good coverage of the horizontal distribution and transport of dust aerosols, they cannot provide information on the vertical distribution of aerosols. In contrast, the Cloud–Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO) satellite launched on 28 April 2016 can effectively detect aerosols over the bright surfaces and provide data on the vertical structure of aerosols and clouds globally, which is of considerable significance for our understanding of the vertical distribution and radia-tive effects of dust aerosols (Winker et al., 2003; Zhang et al., 2021). For example, a number of studies have used CALIPSO data and other data to investigate the seasonal distribution and three-dimensional structure of different types of aerosols in certain regions (Adams et al., 2012; Liu et al., 2012; Ge et al., 2014; Xu et al., 2020; Liao et al., 2021), whereas others have used CALIPSO data to estimate the radiative effects of aerosols in the study area (Jia et al., 2018; Wang et al., 2022). So far, a wide range of studies have been conducted based on the CALIPSO satellite data.

    To date, however, there have been relatively few studies examining the vertical distribution characteristics of aerosols in the Xinjiang region based on the CALIPSO data. This deficiency in studying the vertical characteristics of aerosols in Xinjiang not only hinders our understanding of aerosols in the dust source regions of central Asia but also hampers assessments of global climate. Xinjiang is a comparatively poorly sampled and less studied region in China. In order to gain further information on the vertical distribution of aerosols in this region, we focus on a dust storm event that occurred from 19 to 21 March 2019. Satellite remote-sensing data, such as MODIS and CALIPSO, along with ground environmen-tal monitoring data, will be used comprehensively to obtain aerosol optical property parameters, including particulate matter (PM) concentrations, aerosol optical depth (AOD), attenuated backscatter coefficient at 532 nm (β532||), depolarization ratio (PDR), and color ratio (CR), in the vertical direction during this dust event. These parameters are useful for analysis at multi-dimensional (temporal, horizontal, and vertical) scales.

    Although there have been numerous other short-term dust storms in this region, this dust event is of particular interest, given that the effects of dust were seen over a large area and were simultaneously recorded across multiple cities (Rupakheti et al., 2021). Our objective of this study is to examine the effects of the dust event on the regional air quality and the vertical distribution characteristics of aerosols during the emission and transport processes. Our findings in this study are expected to contribute to not only quantitative assessment of air quality in the dust-affected regions, but also improved understanding of the vertical distribution of aerosols in Xinjiang of Northwest China.

    Xinjiang is the largest provincial administrative region in China, covering one-sixth of the country’s total area. It not only borders several other countries, but also represents a frontier of China’s association with central Asia and has a particular economic and strategic status, being the current core region of China’s Belt and Road Initiative (Liu et al., 2018; Jin et al., 2022). Influenced by the midlatitude westerly wind belt, it is characterized by a typical temperate continental climate. It lies deep inland, distant from the nearest ocean, with a low average annual precipitation of approximately 145 mm. Xinjiang is divided into three high-altitude mountainous regions, the Altai, Tianshan, and Kunlun mountain regions, which form a distinctive mountain–oasis–desert landscape ecosystem (Turap et al., 2019; Wang et al., 2020). With the widespread distribution of sandy deserts and gravelly Gobi deserts, dusty materials are abundant. The Xinjiang ecosystem is accordingly particularly vulnerable and exceptionally sensitive to climate variation (Zhang et al., 2017; Chen et al., 2020), and frequent dust activities have exacerbated this vulnerability and severely threa-tened the ecological security of Xinjiang.

    Aerosol products from MODIS have been in wide use since 2000, and have contributed to a considerable improvement in the remote sensing monitoring of aerosols and facilitated both regional and global large-scale monitoring of atmospheric aerosol contents. Multiangle Implementation of Atmospheric Correction (MAIAC) AOD data (MCD19A2) are a terrestrial AOD gridded level 2 product inversed with an advanced MAIAC algorithm (Levy et al., 2013; Zhang et al., 2019). The MAIAC AOD product is based on a 1-km sinusoidal grid and has been widely used by researchers to provide new long time-series datasets for aerosol monitoring on regional to global scales. Given its higher resolution, MAIAC AOD can be used to obtain better characterization of the spatial and temporal heterogeneity of aerosols (Mhawish et al., 2019; Nabavi et al., 2019). For the purposes of the present study, we selected MAIAC AOD data (https://ladsweb.modaps.eosdis.nasa.gov/) covering the entire Xinjiang region for the period of 19–24 March 2019. These data were processed by using ENVI IDL to extract AOD values at 550 nm, which were subsequently used for analysis of the spatiotemporal distribution of aerosols during the selected dust event.

    To monitor air quality in China, the Ministry of Environmental Protection of the People’s Republic of China has established 1497 air quality monitoring stations in 367 cities to collect real-time measurements of pollutants, including PM10 and PM2.5 (particulate matter with particle sizes below 10 and 2.5 μm, respectively). The concentrations of PM can serve as a reliable indicator of local atmospheric pollution status (Yin et al., 2019; Gui et al., 2020). In the present study, we focused exclusively on the Xinjiang region as a study area, wherein there are 41 ground-based monitoring stations located in 16 cities (Chen et al., 2018), the distribution of which is shown in Fig. 1. The relevant data were downloaded from the Environmental Knowledge Service System at http://envi.ckcest.cn/environment/.

    Fig  1.  Location of Xinjiang and distribution of meteorological stations.

    CALIPSO is jointly developed by NASA and the French National Space Agency (CNRS). The CALIPSO payload comprises three instruments, among which CALIOP is a dual-wavelength polarization-sensitive lidar that provides high-resolution information on the vertical distribution of global aerosols, even against bright, dark, or uneven surfaces, and is an effective tool for studying dust aerosols (Liu Z. Y. et al., 2008). We analyzed the types of aerosols detected during the dust event using CALIPSO L2 VFM (vertical feature mask) data. The aerosol subtypes classified in CALIPSO data version 4.20 are defined as clean marine, dust, polluted continental, clean continental, polluted dust, and smoke. With the level-1B data of CALIPSO products, values can be calculated for β532||, PDR, and CR, which are used to analyze the vertical optical properties of aerosols during the dust event (Winker et al., 2007; Dong et al., 2022). Owing to the influence of daytime solar illumination, the aerosol extinction has a lower detection sensitivity during the daytime than during the night. This accordingly implies that the weak-scattering aerosol layers that are detectable at night may go undetected during the daytime, which would thus contribute to a degree of uncertainty regarding the validity of daytime observational data (Liao et al., 2021). Given this disparity, we used nighttime CALIOP data (https://search.earthdata.nasa.gov/) to investigate the distribution features of aerosols during the dusty period. β532||, PDR, and CR values are calculated with the following equations:

    β532||=β532total(z)β532(z), (1)
    PDR=β532(z)β532||, (2)
    CR=β1064(z)β532total(z), (3)

    where β532total(z) is the total attenuated backscattering coefficient at 532 nm, β532(z) is the vertical attenuation backscattering coefficient at 532 nm, and β1064(z) is the attenuated backscattering coefficient at 1064 nm.

    The ERA-5 reanalysis data are generated by the ECMWF, which is a specialized international weather forecasting research and operating agency that periodically adopts global weather models and data assimilation systems to forecast the weather based on incoming meteorological data. ERA-5 features 137 model levels from the ground to an altitude corresponding to 0.01 hPa and has a fine horizontal resolution of approximately 31 km (Wang et al., 2015; Olauson, 2018). In this study, we use the ERA-5 hourly reanalysis data (u and v winds, tempe-rature, and geopotential height) at a resolution of 0.25° × 0.25° for analysis of the weather conditions during the dust event. The products are available at the ECWMF website (https://cds.climate.copernicus.eu/).

    The NOAA’s Hybrid Single-Particle Lagrangian Integrated Trajectory (HYSPLIT) model (Draxler and Hess, 1998) is an important tool that can be employed to simulate the direction and path of air mass transport. Meteorological data from the Global Data Assimilation System (GDAS) are generally used as driving data for the HYSPLIT model, which can then generate forward and backward trajectories based on the starting positions (Kim et al., 2004). To determine the source of dust air masses, the period with the highest PM10 concentration is typically selected as the starting time. In this study, we calculated 72-h backward trajectories at 500-m height in the Hami and Turpan areas on 19 March, the Aksu area on 20 March, and the Hotan area on 21 March 2019.

    Under the influences of a surface cold front and the Mongolian cyclone, a widespread dust storm occurred in China from 19 to 21 March 2019. Sand or suspended dust appeared in multiple regions, including southern Xinjiang, central and western Inner Mongolia, northern Gansu, and northwestern Qinghai. In Xinjiang, the dust storm was observed in Wensu and Xinhe, and a strong dust storm was detected in parts of the southern Xinjiang basin. To assess the impact of the dusting process, we selected the MCD19A2 AOD at 550 nm before and after the occurrence of the storm, to analyze the spatiotempo-ral distribution of the dust concentration in Xinjiang.

    Figure 2 shows spatial distributions of AOD during the dust period, and Fig. 3 shows the daily average variation of AOD across the entire Xinjiang region. By combining the data presented in these two figures, it can be seen clearly that high-value AOD began to appear on 19 March, mainly over the southeastern Bazhou and Turpan basin, with the highest value exceeding 3.5. However, at this stage, the dust storm was relatively weak and the area affected was comparatively small. From 20 to 21 March, the dust spread in the southwesterly direction, reaching the south Xinjiang basin, during which the storm gradually strengthened. On 22 March, the dust activity reached a peak, with the AOD values approaching 4 in some areas of the south Xinjiang basin. From 22 to 23 March, the dust cloud was mainly concentrated over the Tarim basin and Taklamakan desert, with a significant increase in dust intensity and marked expansion of the dust affected areas. Thereafter, a notable reduction in the extent of the area covered by dust was found on 24 March, and there was a distinct subsidence of the storm strength. The areas still affected at this point included Hotan, Kashgar, and Kezhou.

    Fig  2.  Spatial distributions of the aerosol optical depth (AOD) during 17–25 March 2019.
    Fig  3.  Evolution of the AOD averaged over the Xinjiang region during 17–25 March 2019.

    To investigate the influence of this strong dust storm on air quality, we selected air quality monitoring data collected for the period from 19 to 24 March 2019, and analyzed the change characteristics of PM10 concentration and the ratio of PM2.5/PM10 in different regions of Xinjiang. The PM10 concentrations in 16 cities during the dust episode are shown in Fig. 4. For each city, these concentrations are presented as the averages of the monitoring results obtained from all state-controlled stations within that city. The data indicate that Xinjiang had been affected by the dust air mass from 0000 LT (local time) 19 March, and the dust was initially detected in the Turpan and Hami areas, although at this point, the dust intensity was low and the duration of the dusty conditions was relatively short. With time, the dust mass subsequently spread to certain areas in southern Xinjiang, and after 1600 LT 19 March, the areas of Korla, Aksu, Kezhou, Kashgar, and Hotan were sequentially affected by the dusty weather, as indicated by a rapid increase in their PM10 concentrations. This period was marked by a strengthening of the storm intensity, which was sustained for a prolonged period. In contrast, most areas of the northern Xinjiang were comparatively little affected by the dust storm, with only slight changes in the PM10 concentration during the dust event. These findings are essentially consistent with the results presented in Section 3.1. Figure 5 shows that the characteristics of the PM2.5/PM10 ratio recorded in cities changed during the dust period, with values obtained for the areas severely affected by the dust being mainly in the range of 0.2–0.4, indicating a high percentage of coarse particles in the atmosphere. Given the strength of the dust storm and the unfavorable diffusion conditions, the dusting process continued to affect Xinjiang for a protracted period of time.

    Fig  4.  Temporal variation of the PM10 concentration in 16 cities of Xinjiang during the dust event.
    Fig  5.  As in Fig. 4, but for the PM2.5/PM10 ratio.

    To investigate the vertical distribution of aerosols over the course of this dust event, we acquired CALIPSO L2 VFM data for the entire Xinjiang region for the period of 20–23 March, and analyzed the nighttime aerosol distribution profile in the areas in which dusty weather occurred during the transit of CALIPSO satellite orbits. On the basis of the time sequence of CALIPSO satellite orbit transit, combined with analysis of the results in Sections 3.1 and 3.2, we established that on 20 March, the CALIPSO satellite transited the Changji, Bazhou, Hotan, and Altay areas; at this time, Bazhou and Hotan were the areas affected by dust, as shown in box I in Fig. 6a. On 21 March, the satellite transited the Kezhou area, where dusty weather occurred, as shown in box II in Fig. 6b. On 22 March, the satellite transited the Bazhou, Hami, and Turpan areas, of which the Bazhou and Turpan areas were affected by the dust storm, as shown in box III in Fig. 6c. On 23 March , the satellite transited the Bazhou, Ili Kazak, Aksu, and Hotan areas, and dust was found affecting the Aksu and Hotan areas, as shown in box IV in Fig. 6d. Based on the image analysis, we established that the highly absorbing aerosol particles in the areas with dust occurrence were mainly dust aerosols (yellow), along with small amounts of polluted dust aerosols (brown), with the vertical extent of the latter from 0 to 10 km. Overall, the dust storm continued for the period 19–24 March 2019, during which it affected almost the entire Xinjiang region.

    Fig  6.  Temporal evolution of the altitude–orbit distribution of dust subtypes during the dust storm event on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019 (1 = Not Determined, 2 = Clean Marine, 3 = Dust, 4 = Polluted Continental, 5 = Clean Continental, 6 = Polluted Dust, 7 = Smoke, 8 = Dusty Marine, 9 = PSC Aerosol, 10 = Volcanic Ash, 11 = Sulfate/Other). Right panels are enlarged displays of the corresponding left panels. Boxes I, II, III, and IV in the right panels refer to the areas affected by the dust storm.

    The attenuated backscatter coefficient at 532 nm (β532||) reflects the scattering ability of atmospheric PM, with high (low) values indicative of strong (weak) scattering. In general, particles with β532|| values in the range of 0.0008–0.0045 are aerosols (Huang et al., 2008; Liu Z. et al., 2008). Figure 7 illustrates the altitude–orbit cross-section of β532|| measured from 20 to 23 March. The dark blue portions at the base of the figure represent missing data due to topographical influences. A notable orange–red zone appears on each of the four days, representing a large number of aerosol particles, which are mainly concentrated at altitudes from 0 to 10 km. This indicates that the CALIPSO satellite detected distinct dusty conditions when passing over the Xinjiang region.

    Fig  7.  As in Fig. 6, but for the attenuated backscatter coefficient at 532 nm (β532||).

    On 20 March, the dust cloud appeared mainly over the Bazhou and Hotan areas, The aerosol β532|| over these regions was primarily concentrated at altitudes of 0–8 km, with obvious cloud distribution over 8–10 km, and a proportionally higher layer of particles of low β532|| values. These data thus tend to indicate a weaker scattering ability in the upper atmosphere. On 21 March, the aerosol β532|| values detected over the Kezhou region were more evenly distributed within the vertical range of 2–8 km, in which the proportion with higher values gradually declined with increasing altitude, as reflected by a reduction in scattering ability. On 22 March, the dust mainly covered the Bazhou and Turpan areas, in which the aerosol β532|| was primarily distributed over 0–8-km altitudes, with high values being evenly distributed at all assessed altitude levels. On 23 March, the dust cloud was detected mainly over the Aksu and Hotan areas, with high aerosol β532|| values distributed between 2 and 4 km. Although there were large amounts of clouds at elevations 8–10 km, there were still more aerosol particles distributed. Figure 8 shows the frequency distribution of aerosol β532|| at different altitudes. In conjunction with the aforementioned analyses, these data clearly indicate an increase in proportion of high values of aerosol β532||, coinciding with the passage of the dust storm; and the vertical distribution is significantly elevated, indicating that the scattering ability is enhanced under the dusty conditions and the height of the boundary layer is elevated to a certain extent.

    Fig  8.  Frequency distributions of β532 at different altitudes on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019.

    The data presented in Fig. 8 reveal that the overall variations of aerosol β532|| over the areas influenced by the dust storm within the 4 days are similar, being characterized by a reduction in the percentage of high β532|| values with the increasing altitude. This feature is particularly conspicuous for 21 and 22 March. At altitudes from 0 to 8 km, the β532|| values were more homogenously dispersed among different altitude levels and these values were generally high, thereby having a considerable bearing on visibility, as reflected in stronger scattering ability of absorbing particles. Within 2–4 km, the proportion of β532|| with values of 0.0025–0.0045 was higher than that recorded at other altitude levels, indicating that the aerosol scattering ability of particles was strongest over 2–4-km altitudes. In contrast, in the upper troposphere of 8–10 km, the proportion of β532|| with low values of 0.0008–0.0025 was higher, corresponding to the weakest aerosol scattering ability.

    The parameter depolarization ratio (PDR) is a measure of the degree of aerosol regularity, which can be used to distinguish between spherical and non-spherical aerosols. The larger the ratio value, the more irregular the aerosol particles. According to previous studies, we define regular spherical aerosols as those with the PDR values of 0–0.3, relatively regular nearly spherical aerosols are considered in the range of 0.3–0.6, and irregular non-spherical aerosols are soluble in the range of 0.6–1.0 (Liu Z. Y. et al., 2008). Figure 9 shows the vertical distribution of aerosol PDR values at 532 nm.

    Fig  9.  As in Fig. 6, but for the depolarization ratio (PDR).

    As shown in Fig. 9, on 20 March, the Bazhou and Hotan areas were characterized by a uniform PDR distribution over altitudes of 0–10 km, and distinct bright-colored areas appeared at each altitude level; i.e., PDR values of 0.2–0.5 were widely distributed over the entire altitude range, indicating existence of a large proportion of regular spherical and relatively regular near-spherical particles in the atmosphere. On 21 March, a considerable variation in PDR values occurred above the Kezhou region, with bright areas primarily distributed within 0–6 km, while smaller PDR values (mostly 0–0.1) appeared over 6–10 km, thereby suggesting a predominance of regular spherical particles in the upper atmosphere. On 22 March, a bright band, indicating high PDR values, was detected at altitudes between 0 and 4 km over the Turpan and Bazhou areas, whereas lower PDR values were recorded at higher altitudes. On 23 March, an extensive bright area was observed over the Aksu and Hotan areas at altitudes of 8–10 km, with a virtual absence of bright areas between 0 and 2 km and relatively lower PDR values at intermediary altitude levels. In summary, the PDR values obtained for the whole troposphere in those areas influenced by the 4-day dust storm were mainly in the range between 0 and 0.5, from which we can tentatively assume that the atmosphere contained comparatively large amounts of regular spherical and relatively regular near-spherical particles during the passage of the storm. Compared with those areas unaffected by this dust event, there was a significant increase in amounts of the relatively regular near-spherical particles, indicating that the irregularity of aerosol particles was more pronounced in dusty weather.

    Figure 10 shows frequency distributions of PDR at different altitudes from the ground level to 10 km, featured by a clustering between 0% and 50% that is in general consistent with the results in Fig. 9. Statistical analysis of aerosols with PDR values of 0–0.5 revealed that at altitudes of 0–10 km over the four trajectories, PDR values were predominantly distributed within 0–0.05, thereby indicating that although the irregularity of particles was more discernable during dusty weather, the particle distribution still tended to be dominated by regular spherical particles. The pattern of PDR values in those areas affected by the dusty weather from 20 to 22 March revealed that although in some areas the upper atmosphere was characterized by high PDR values, overall there was a gradual reduction in the proportion of high PDR values with increasing altitude, with the highest proportion of high PDR values being detected at altitudes of 0–4 km, thereby indicating the predominance of irregular particles in the lower atmosphere. On 23 March, the distribution of PDR values at altitudes of 0–8 km in the Aksu and Hotan areas was broadly comparable to those previously mentioned; moreover, we found that the highest percentage of PDR values of 0.25–0.5 occurred over 8–10 km, implying that particle irregularity in the upper atmosphere of this region was more prominent, which might be associated with the intensity and transport of the dust.

    Fig  10.  Frequency distributions of the depolarization ratio (PDR) at different altitudes on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019.

    The color ratio (CR) is used to characterize the size of aerosol particles, with higher values being indicative of a larger particle size. CR of 0.5 is used as the threshold value to classify the particle size. Figure 11 shows the CR distribution of aerosols during the dust event, with values ranging from 0.1 to 1.6, indicating a wide range of particle size.

    Fig  11.  As in Fig. 6, but for the color ratio (CR).

    Measurements performed for 20 March revealed little variation in the CR distribution at altitudes up to 8 km over the Bazhou and Hotan areas. However, over 8–10 km, areas of concentrated high-values were detected, with CR values between 0.9 and 1.1, indicating existence of large-size aerosol particles in the upper atmosphere at this time. On 21 March, there appeared an uneven distribution of CR values at all altitudes over the Kezhou region, with higher CR values at 0–2 km and 8–10 km, and comparatively lower values at other altitudes. On 22 March, in the Turpan and Bazhou areas, a more uniform CR distribution at altitudes up to 8 km was observed, with high values in the upper atmosphere (8–10 km), although this distribution pattern was not so obvious. On 23 March, the CR vertical distribution in the Aksu and Hotan areas was similar to that in the Bazhou and Hotan areas on 20 March, although there was a significant increase in the area of high values between 8 and 10 km, and there was a notable increase in large dust particles. In summary, compared with those areas unaffected by the dust event, there was a substantial increase in the amounts of large aerosol particles in the atmosphere, coinciding with the passage of the dust storm.

    The frequency distribution of CR at different altitudes (Fig. 12) reveals no apparent high values for altitudes up to 8 km, indicating that aerosol particles of all size ranges were distributed throughout the atmosphere. The CR values recorded at altitudes between 0 and 2 km were relatively large, indicating that the dust in the dust-affected areas was not completely dispersed to higher altitudes by the wind, and a proportion remained near ground level. In contrast, the CR values for the 8–10-km range showed an overall increasing trend, with the high-frequency CR values being mainly concentrated between 0.9 and 1.1. This thus suggests that during the dust outbreak in Xinjiang, large particles of dust were more likely to be dispersed to higher altitudes in a relatively short period of time, as a consequence of the sparse vegetation coverage and poor subsurface conditions.

    Fig  12.  Frequency distributions of the color ratio (CR) at different altitudes on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019.

    As shown in Fig. 13, most of the trajectories present a source of origin in northwestern Xinjiang, and they intersect prior to reaching their ultimate destinations. Analysis of air mass transport in conjunction with the hourly data for mean PM10 concentrations in the above mentioned cities during this event reveals that the same air mass moved toward the Hami and Turpan areas, and despite the farther distance between Hami and the potential dust source, the local peak PM10 concentration was observed prior to that recorded in Turpan. We speculate that this could be attributable to the nature of the air mass and regional topography. The path of the air mass heading to Hami was relatively unimpeded, while that to Turpan was possibly influenced by certain orographic feature; and several changes in the directions of the air mass were observed during the course of the dust storm’s passage. The passage of air mass towards the Aksu and Hotan areas coincided with an increase in the concentration of PM10, with peak concentration being observed in the Hotan area. The higher PM10 concentrations recorded in Aksu and Hotan areas could be ascribed to the passage of large amounts of air masses over the Taklimakan Desert, during the course of which, large amounts of coarse particles were picked up and subsequently transported to the cities in which monitoring was performed.

    Fig  13.  (a) Hourly average backward transport trajectories of air masses over four cities in Xinjiang during the dust event, and (b) hourly mean PM10 concentrations in the four cities.

    The source of dust in Xinjiang is stable, and the main meteorological factors that influence the transport of the dust are the speed and direction of wind (Che et al., 2019). In this study, we sought to analyze atmospheric circulation for the six days (19–24 March 2019) covering the selected dust event to determine the influence of the air mass movement on such an event. Figure 14 shows the weather pattern at 850 hPa during the dust storm. Initially, the dust air masses moved toward the Turpan and Hami areas under the influence of southeast winds of the Mongolian cyclone. Subsequently, however, the wind direction changed in Xinjiang under the influence of local topography, and thereafter, the dust air masses moved to southern Xinjiang along with the strong winds. During the dusting process, the meteorological conditions and topography in the study area provided favorable conditions for the collection and dispersion of dust, resulting in the accumulation and concentration of pollutants, which were important factors contributing to the comparatively prolonged duration of this dust event affecting Xinjiang.

    Fig  14.  Spatiotemporal evolution of temperature (°C; shading), geopotential height (dagpm; blue contour), and total wind vectors (arrow; m s−1) at 850 hPa from 19 to 24 March 2019 over Northwest China.

    In this study, we assessed the impact of a dust storm event that occurred from 19 to 21 March 2019 in the Xinjiang region, and examined the three-dimensional spatiotemporal evolution of aerosols based on analyses of MODIS, CALIPSO, and ground-level air quality data. In addition, we also characterized the regional transport of aerosols in conjunction with the meteorological re-analysis data.

    The MCD19A2 AOD data indicated that this dust episode probably persisted for six days in Xinjiang (19–24 March 2019), with increasing dust intensity and coverage over time. Peak dust activity was detected on 22 and 23 March, during which we recorded the highest aerosol optical depth values exceeding 3.5, in some time covering most regions of southern Xinjiang. In areas severely affected by dust, there were rapid increases in the concentrations of particulate matter and a corresponding sharp reduction in air quality, with PM10 being the main type of pollutant detected during this dust event.

    Visualization of the vertical distribution of aerosols based on CALIPSO data indicated that the dust aerosol mainly accumulated in the troposphere at altitudes from 0 to 10 km. The distribution pattern was influenced to a large extent by the nature of the underlying surface. However, although we detected certain differences in the vertical distribution of aerosol optical properties, as a consequence of the presence of this dust event, the overall variation characteristics were broadly similar. We observed a reduction in the scattering ability of aerosols with increasing altitude, with the strongest and weakest scattering abilities being detected in the altitude ranges of 2–4 km and 8–10 km, respectively, thereby indicating that the aerosol pollution in dust-affected areas was primarily concentrated in the lower atmosphere. The size of aerosol particles in the lower atmosphere was found to be smaller than that at higher altitudes, and these particles were characterized by a more pronounced irregularity. In this regard, we speculate that the sparse vegetation cover and poor subsurface conditions of the terrain in Xinjiang contribute to a higher dispersion of large dust particles to high altitudes within a comparatively short period of time, thereby resulting in the higher color ratio values recorded in the upper atmosphere.

    Under the influences of the Mongolian cyclone and the topography of Xinjiang, dust air masses were transported to Turpan, Hami, and most of the southern Xinjiang, causing accumulation and concentration of pollutants in the process, and contributing to a prolongation of the dust event in Xinjiang. Both meteorological conditions and topography are speculated to have played an important role in the duration of this pollution event.

    The Xinjiang region of China is particularly prone to dust storms and is among the most severely affected areas, with one of the longest history of sand–salt dust storm disasters (Fan, 1996). The development of dust storms in this region is closely associated with land desertification and salinization. Dust storms occur frequently during the pre-monsoon season. Consequently, this region makes a considerable contribution to the aerosol load of central Asia (Zhang et al., 2003; Meng et al., 2020). Dust is transported from this region to downwind areas, such as the glaciers of the Tibetan Plateau, eastern Asia, and the entire Pacific Ocean, with the effects on air quality being recorded as far as North America (Huang et al., 2008; Liu et al., 2021). Our detailed analysis of the three-dimensional spatial distribution and transport characteristics of dust aerosols in the Xinjiang region during the dust storm will make a valuable contribution to enhancing our understanding of dust sources in Xinjiang and the impact of the dust on regional air quality. There is, however, a need to further quantify the impacts of aerosol emissions from dust events with respect to regional weather and climate change, based on model simulations and other methods, which will enable us to gain a more comprehensive understanding of the importance of the Xinjiang region in the global dust transport.

    The authors would like to thank the editor and anonymous reviewers for their valuable comments and suggestions on this paper.

  • Fig.  13.   (a) Hourly average backward transport trajectories of air masses over four cities in Xinjiang during the dust event, and (b) hourly mean PM10 concentrations in the four cities.

    Fig.  1.   Location of Xinjiang and distribution of meteorological stations.

    Fig.  2.   Spatial distributions of the aerosol optical depth (AOD) during 17–25 March 2019.

    Fig.  3.   Evolution of the AOD averaged over the Xinjiang region during 17–25 March 2019.

    Fig.  4.   Temporal variation of the PM10 concentration in 16 cities of Xinjiang during the dust event.

    Fig.  5.   As in Fig. 4, but for the PM2.5/PM10 ratio.

    Fig.  6.   Temporal evolution of the altitude–orbit distribution of dust subtypes during the dust storm event on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019 (1 = Not Determined, 2 = Clean Marine, 3 = Dust, 4 = Polluted Continental, 5 = Clean Continental, 6 = Polluted Dust, 7 = Smoke, 8 = Dusty Marine, 9 = PSC Aerosol, 10 = Volcanic Ash, 11 = Sulfate/Other). Right panels are enlarged displays of the corresponding left panels. Boxes I, II, III, and IV in the right panels refer to the areas affected by the dust storm.

    Fig.  7.   As in Fig. 6, but for the attenuated backscatter coefficient at 532 nm (β532||).

    Fig.  8.   Frequency distributions of β532 at different altitudes on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019.

    Fig.  9.   As in Fig. 6, but for the depolarization ratio (PDR).

    Fig.  10.   Frequency distributions of the depolarization ratio (PDR) at different altitudes on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019.

    Fig.  11.   As in Fig. 6, but for the color ratio (CR).

    Fig.  12.   Frequency distributions of the color ratio (CR) at different altitudes on (a) 20, (b) 21, (c) 22, and (d) 23 March 2019.

    Fig.  14.   Spatiotemporal evolution of temperature (°C; shading), geopotential height (dagpm; blue contour), and total wind vectors (arrow; m s−1) at 850 hPa from 19 to 24 March 2019 over Northwest China.

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